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数据分析与知识发现  2020, Vol. 4 Issue (5): 27-37     https://doi.org/10.11925/infotech.2096-3467.2019.0929
  研究论文 本期目录 | 过刊浏览 | 高级检索 |
金融股权知识图谱构建与应用*
吕华揆1,3,洪亮2,3,马费成1,3()
1武汉大学信息资源研究中心 武汉 430072
2武汉大学信息管理学院 武汉 430072
3武汉大学大数据研究院 武汉 430072
Constructing Knowledge Graph for Financial Equities
Lv Huakui1,3,Hong Liang2,3,Ma Feicheng1,3()
1Center for Studies of Information Resources, Wuhan University, Wuhan 430072, China
2School of Information Management, Wuhan University, Wuhan 430072, China
3Big Data Institute, Wuhan University, Wuhan 430072, China
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摘要 

【目的】 利用中国金融数据,以股权结构为切入点构建金融知识图谱,为金融研究工作提供新思路。【应用背景】 针对现有金融研究主要分析债权数据的现状,通过可视化金融股权数据,为监管机构及研究人员提供工作着力点。【方法】 运用股权数据,从知识关联出发,通过对金融机构间持股关系、持股比例分析,构建中国金融股权知识图谱,在此基础上实现金融机构间关系可视化。【结果】 生成的知识图谱包含4 586万余个节点,14 574万余关系,可以进行实体及其之间关系的查询,还能够进行穿透式查询三层。【结论】 本研究从股权角度出发对金融网络进行研究,在一定程度上突破现有研究集中于债权的局限,为金融工作提供新方向。

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吕华揆
洪亮
马费成
关键词 知识图谱股权结构知识关联    
Abstract

[Objective] This paper constructs a financial knowledge graph from the perspective of equity, which provides new directions for financial research. [Context] The existing financial research mainly analyses the data of creditor’s rights. Our study helps regulators and researchers through visualization of financial equity data.[Methods] With the help of knowledge connection, we constructed a knowledge graph for Chinese financial equities based on their ownership and the proportion of shareholdings. Then, we visualized the relationship among the financial institutions.[Results] Our knowledge graph had more than 45.86 million nodes and 145.74 million relationships. Users could query entities and their relationships for up to three layers.[Conclusions] The proposed method analyzes the financial network from the perspective of equity, which breaks through the limitations of existing research focusing on creditor’s rights.

Key wordsKnowledge Graph    Ownership Structure    Knowledge Connection
收稿日期: 2019-08-09      出版日期: 2020-06-15
ZTFLH:  G353  
基金资助:*本文系国家自然科学基金重大研究计划“大数据驱动的管理与决策研究”重点支持项目“基于知识关联的金融大数据价值分析、发现及协同创造机制”(91646206);国家自然科学基金重点国际(地区)合作研究项目“大数据环境下的知识组织与服务创新研究”的研究成果之一。(71420107026)
通讯作者: 马费成     E-mail: fchma@whu.edu.cn
引用本文:   
吕华揆,洪亮,马费成. 金融股权知识图谱构建与应用*[J]. 数据分析与知识发现, 2020, 4(5): 27-37.
Lv Huakui,Hong Liang,Ma Feicheng. Constructing Knowledge Graph for Financial Equities. Data Analysis and Knowledge Discovery, 2020, 4(5): 27-37.
链接本文:  
https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/10.11925/infotech.2096-3467.2019.0929      或      https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/Y2020/V4/I5/27
Fig.1  金融股权知识图谱构建架构
主要关系 概念 实例
持股 持有其他方股份,但未达到控股水平 A持有B小部分股份
控股 持有的股份占公司股本总额50%以上的股东或虽然不足50%,但足以对股东会、股东大会的决议产生重大影响 A持有B大部分股份,能够控制B的生产经营活动
一致行动 投资者通过协议、其他安排,与其他投资者共同扩大其所能够支配的一个上市公司股份表决权数量的行为或者事实 A、B共同股东对C有控制权(或其他信息)
关联交易 构成控制、共同控制或重大影响的投资者之间进行的不公平交易现象 向股东借款、担保
共同人员 机构之间拥有共同高管、董事 A、B有共同高管、董事……
Table 1  关联关系类型及定义
Fig.2  金融本体示意图
Fig.3  金融股权知识图谱示例
Fig.4  持股比例计算示意图
Fig.5  金融资本系图谱示例
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