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数据分析与知识发现  2023, Vol. 7 Issue (1): 22-34     https://doi.org/10.11925/infotech.2096-3467.2022.0428
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负责任研究与创新的国际研究：知识基础与研究热点*
杨德芳1,唐莉1,2()
1复旦大学国际关系与公共事务学院 上海 200433
2复旦大学上海市科技创新与公共管理研究中心 上海 200433
Responsible Research and Innovation: Knowledge Base and Research Hotspots
Yang Defang1,Tang Li1,2()
1School of International Relations and Public Affairs, Fudan University, Shanghai 200433, China
2Shanghai Center for Innovation and Governance, Fudan University, Shanghai 200433, China
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摘要 

【目的】 从国际文献出发，对负责任研究与创新（RRI）领域知识基础与研究热点的现状及演进进行分析。【文献范围】 以Web of Science三大核心数据库收录的657篇文献作为分析样本。【方法】 运用文献计量和可视化分析方法，对该领域的知识基础和研究热点进行分析。【结果】 荷兰和英国学者占据引领地位，而中国在该领域目前发文较少，影响力有待提高。该领域的推进建立在技术评估与预期治理、欧盟背景下的RRI概念与分析框架、全球视野下的RRI研究推进这三大知识基础之上。该议题研究热点主要聚焦在科学社会与治理、分析框架与治理实践、技术发展的伦理与价值、可持续性发展与影响力研究4个方面。【局限】 数据范围有待进一步扩充，热点演化的时空趋势可进一步展开。【结论】 自负责任研究与创新提出以来，不同领域和国别的学者围绕RRI的概念、分析框架与治理实践已展开了大量研究。未来该议题还需增加研究方法的多样性，拓展RRI在不同制度和社会情境下的应用分析。
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杨德芳
唐莉
关键词 ： 负责任研究与创新,  知识基础,  研究热点    
Abstract：

[Objective] This paper analyzes the status quo and evolution of knowledge base and research hotspots of responsible research and innovation (RRI) based on international literature. [Coverage] We retrieved and analyzed a total of 657 international articles on RRI from the Web of Science. [Methods] We used the bibliometrics and visualization techniques to explore these articles. [Results] Researchers from the Netherlands and the United Kingdom played a leading role in the field of responsible research and innovation, while China has not established its position in this domain yet. Technology assessment and anticipatory governance, conceptual development in the EU context, as well as refined framework in global context are the three knowledge bases of RRI. Science, society and governance, conceptual framework and practice, ethics and value of technology development, sustainability and impacts are the popular topics. [Limitations] The data coverage needs to be expanded. [Conclusions] This study calls for more diversity in research methods and expanding the application of RRI research in various contexts.
Key words： Responsible Research and Innovation    Knowledge Base    Research Hotspots
收稿日期: 2022-04-04      出版日期: 2023-02-16
ZTFLH:  C931  
基金资助:*科技部国家重点研发计划的研究成果之一(2020YFA0908604)
通讯作者: 唐莉，ORCID：0000-0003-4971-6192， E-mail：litang@fudan.edu.cn。   
引用本文:   
杨德芳, 唐莉. 负责任研究与创新的国际研究：知识基础与研究热点*[J]. 数据分析与知识发现, 2023, 7(1): 22-34.
Yang Defang, Tang Li. Responsible Research and Innovation: Knowledge Base and Research Hotspots. Data Analysis and Knowledge Discovery, 2023, 7(1): 22-34.
链接本文:  
https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/10.11925/infotech.2096-3467.2022.0428      或      https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/Y2023/V7/I1/22
Fig.1  数据收集及研究设计
Fig.2  受到资助的RRI论文数量及比例（2010年-2021年）⑥(⑥Web of Science自2008年起系统收集期刊论文的资助信息，详见文献[50?-52]。)
序号 资助国家或地区 论文数量 比例% 资助机构 论文数量 比例%
1 EU 154 36.5 European Commission 134 31.8
2 UK 67 15.9 UK Research and Innovation 43 10.2
3 USA 58 13.7 National Science Foundation 39 9.2
4 The Netherlands 51 12.1 Netherlands Organisation for Scientific Research 27 6.4
5 Norway 23 5.5 Research Council of Norway 21 5.0
6 Canada 22 5.2 Canadian Institutes of Health Research 14 3.3
7 Spain 16 3.8 Fonds de la recherche du Quebec 8 1.9
8 German 14 3.3 National Natural Science Foundation of China 7 1.7
9 Australia 11 2.6 The Commonwealth Scientific and Industrial Research Organisation 6 1.4
10 Mainland China 8 1.9 European Institute of Innovation and Technology 5 1.2
Table 1  受到资助的论文数量排名前10的国家和机构（2010年-2021年）
Fig.3  RRI论文发表数量排名前10的国家分布⑦(⑦多个国别合作的论文将在其每个参与贡献的国别中分别计数一次。)
Fig.4  负责任研究与创新研究的文献共被引网络
Fig.5  负责任研究与创新领域的关键词共现网络
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