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数据分析与知识发现  2024, Vol. 8 Issue (6): 1-15     https://doi.org/10.11925/infotech.2096-3467.2023.1329
  综述评介 本期目录 | 过刊浏览 | 高级检索 |
断点回归在政策评估研究中的应用:逻辑、现状与前瞻*
杨寓涵1,潘虹2,唐莉3()
1重庆工商大学经济学院 重庆 400067
2重庆大学公共管理学院 重庆 400044
3复旦大学国际关系与公共事务学院 上海 200433
A Survey of Regression Discontinuity Design in Policy Evaluation Research: Logic, Status Quo and Prospects
Yang Yuhan1,Pan Hong2,Tang Li3()
1School of Economics, Chongqing Technology and Business University, Chongqing 400067, China
2School of Public Policy and Administration, Chongqing University, Chongqing 400044, China
3School of International Relations & Public Affairs, Fudan University, Shanghai 200433, China
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摘要 

【目的】对断点回归设计(RDD)在政策评估领域的经典和前沿研究进行分类综述,对其在我国政策评估的应用前景进行前瞻与讨论。【文献范围】以“Regression Discontinuity”和“断点回归”为主题词分别在Web of Science(SSCI)和中国知网数据库进行检索,人工构建2008~2022期间的中英文断点回归文献数据库。【方法】采用文献计量方法,从RDD的基本逻辑出发,甄选断点回归设计在不同政策领域的应用研究开展综述评析。【结果】分析揭示,继教育、公卫、环境、公共财政等主要应用领域之后,近年来RDD因果推断在国内外科技政策和图书情报领域的政策评估中开始崭露头角。中国学者运用该方法已取得较大进展。【局限】断点回归的文献范围有待进一步扩充,与其他政策评估方法的比较分析可进一步深入。【结论】断点回归方法自提出以来已被大量应用于教育、公共卫生、环境及科技创新等领域的政策评估研究中,未来该方法可增加与准自然实验等其他研究方法的综合研究,扩展断点回归在我国和国际定量政策评估研究的应用分析。

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杨寓涵
潘虹
唐莉
关键词 断点回归设计政策评估循证决策因果推论    
Abstract

[Objective] This paper aims to review the classical and cutting-edge research on the Regression Discontinuity Design(RDD) in the field of policy evaluation, and the prospect of its application in policy evaluation in China is prospected and discussed. [Coverage] We used “Regression Discontinuity” as a keyword to search the Web of Science and CNKI databases. The Chinese and English RDD literature databases were manually constructed for the period 2008-2022. [Methods] We used the bibliometric methods to analyze the application of RDD and conducted a systematic review of RDD in different policy areas. [Results] Our analysis shows that in addition to the dominat fields of education, public health, environment, and public administration, RDD has also appeared in science policy studies and in information and library sciences. The Chinese social science community has also witnessed a rapid growth of RDD research over the past decade. [Limitations] The literature on RDD research needs to be further expanded and comparative analysis with other policy evaluation methods can be further deepened. [Conclusions] RDD research has been widely used in policy evaluation research in the fields of education, public health, environment, and science and technology innovation, etc. In the future, the method can be enhanced with other research methods such as quasi-natural experiments, so as to expand the application of RDD in the analysis of China’s quantitative policy evaluation research and the international quantitative policy evaluation research.

Key wordsRegression Discontinuity Design    Policy Evaluation    Evidence-Based Policy Making    Causal Inference
收稿日期: 2023-12-03      出版日期: 2024-04-19
ZTFLH:  G312  
基金资助:*国家自然科学基金重点项目(72234001);重庆市社科规划青年项目(2023NDQN06);重庆市教育科学规划项目(K23YG2080451)
通讯作者: 唐莉,ORCID:0000-0003-4971-6192,E-mail:litang@fudan.edu.cn。   
引用本文:   
杨寓涵, 潘虹, 唐莉. 断点回归在政策评估研究中的应用:逻辑、现状与前瞻*[J]. 数据分析与知识发现, 2024, 8(6): 1-15.
Yang Yuhan, Pan Hong, Tang Li. A Survey of Regression Discontinuity Design in Policy Evaluation Research: Logic, Status Quo and Prospects. Data Analysis and Knowledge Discovery, 2024, 8(6): 1-15.
链接本文:  
https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/10.11925/infotech.2096-3467.2023.1329      或      https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/Y2024/V8/I6/1
Fig.1  RDD研究发文趋势及研究主题
数据来源:SSCI、CNKI和科睿唯安2020年《期刊引证报告》(https://jcr.clarivate.com/jcr/browse-journals)。SSCI数据库检索式为TS=(Regression Discontinuity),出版物类型为原创论文Article。知网CNKI(社科)的文献检索式为(主题=断点回归),文献类别限于学术期刊。数据下载于2022年6月3日,更新于2023年6月4日。
Fig.2  政策评估框架下RDD与其他政策评估工具的决策流程
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