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数据分析与知识发现  2021, Vol. 5 Issue (12): 48-59     https://doi.org/10.11925/infotech.2096-3467.2021.0679
  研究论文 本期目录 | 过刊浏览 | 高级检索 |
基于AttentionSBGMC模型的引文情感和引文目的自动分类研究*
周文远,王名扬(),井钰
东北林业大学信息与计算机工程学院 哈尔滨 150040
Automatic Classification of Citation Sentiment and Purposes with AttentionSBGMC Model
Zhou Wenyuan,Wang Mingyang(),Jing Yu
College of Information and Computer Engineering, Northeast Forestry University, Harbin 150040, China
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摘要 

【目的】 提出AttentionSBGMC深度学习模型,以提升引文情感和引文目的分类的性能。【方法】 采用SciBERT预训练模型得到语料集中句子的语义表示向量,根据文本特点,依次通过BiGRU神经网络和多尺度卷积神经网络(Multi-CNN)提取句子中的时序全局特征和局部关键特征,引入注意力机制对提取出的特征重新分配权重,达到突出关键特征的目的,最后通过线性层实现引文情感和引文目的自动分类。【结果】 在Abu-Jbara数据集上,引文情感主客观、引文情感正负面、引文目的三项分类任务的F1值分别为86.74%、91.14%和84.92%;在Athar数据集上,引文情感主客观、引文情感正负面两项分类任务的F1值分别为88.50%和86.59%。【局限】 鉴于公开的引文数据集的有限性,该模型仅在两个英文数据集上进行验证,在其他数据集上的泛化性能有待进一步验证。【结论】 所提AttentionSBGMC深度学习模型能全面、有效地提取出语料文本中的重要特征,可以更为准确地实现引文情感和引文目的自动分类。

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周文远
王名扬
井钰
关键词 引用情感分类SciBERT注意力机制BiGRUMulti-CNN    
Abstract

[Objective] This paper proposes a deep learning model——AttentionSBGMC to improve the automatic classification of citation sentiment and purposes. [Methods] First, we used the SciBERT pre-training model to obtain the semantic representation vector for the sentences. Then, according to the characteristics of the texts, we used the BiGRU neural network and the multi-scale convolutional neural network (Multi-CNN) to extract their temporal global features and local key features. Third, we utilized the attention model to highlight the key features by redistributing the extracted features’ weights. Finally, we finished the classification tasks with the help of linear layers. [Results] We examined the new method with two citation data sets. With Abu-Jbara data set the F1 values in three classification tasks (for subjective and objective citation emotion, positive and negative citation emotion, and citation purpose) were 86.74%, 91.14% and 84.92%, respectively. With Athar data set the F1 values in two classification tasks (for subjective and objective citation emotion, positive and negative citation emotion) were 88.50%, 86.59%, respectively. [Limitations] The proposed model was only examined on English data sets, which needs to be expanded in the future. [Conclusions] The proposed model could effectively extract the important corpus features, and automatically classify citation sentiment and purposes.

Key wordsCitation Sentiment Classification    SciBERT    Attention Mechanism    BiGRU    Multi-CNN
收稿日期: 2021-07-07      出版日期: 2022-01-20
ZTFLH:  TP391  
基金资助:* 国家自然科学基金项目(71473034)
通讯作者: 王名扬,ORCID:0000-0002-5022-6628     E-mail: wangmingyang@nefu.edu.cn
引用本文:   
周文远, 王名扬, 井钰. 基于AttentionSBGMC模型的引文情感和引文目的自动分类研究*[J]. 数据分析与知识发现, 2021, 5(12): 48-59.
Zhou Wenyuan, Wang Mingyang, Jing Yu. Automatic Classification of Citation Sentiment and Purposes with AttentionSBGMC Model. Data Analysis and Knowledge Discovery, 2021, 5(12): 48-59.
链接本文:  
https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/10.11925/infotech.2096-3467.2021.0679      或      https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/Y2021/V5/I12/48
Fig.1  AttentionSBGMC模型结构
Fig.2  SciBERT模型结构
Fig.3  BiGRU结构
Fig.4  Multi-CNN结构
Fig.5  注意力机制的示意图
Fig.6  部分原始数据示意图
Fig.7  引文片段生成示例
分类任务 种类 比率/%
引用情感 正面 34.50
中性 51.10
负面 14.40
引用目的 批评 16.30
比较 8.10
使用
证实
基础
中立
18.20
8.20
5.40
43.80
Table 1  数据集1分布情况
分类任务 种类 比率/%
正面 10.20
引用情感 中性 86.50
负面 3.30
Table 2  数据集2分布情况
Fig.8  文本强化示例
实验参数 参数值
词嵌入维度 200
隐藏层大小 100
卷积核大小 1,2,3,4
注意力机制中单位数(维度) 64
注意力头数 5
优化器 Adam
Batch Size 16
Epoch 15
Dropout 0.25
Table 3  主要参数
真实类别 预测类别
正例 反例
正例 TP(真正例) FN(假反例)
反例 FP(假正例) TN(真反例)
Table 4  混淆矩阵
实验方法 主客观分类
P/% R/% F1/%
GloVe-BiGRU 72.73 56.15 63.37
BERT-BiGRU 83.84 83.65 83.79
SciBERT-BiGRU 84.85 84.8 84.82
SciBERT-BiGRU-Multi-CNN 85.17 85.04 85.1
SciBERT-Multi-CNN-BiGRU-Attention 85.35 85.86 85.87
SciBERT-BiGRU-Multi-CNN-Attention 86.76 86.72 86.74
Table 5  主客观分类各模型的性能指标结果
实验方法 正负面分类
P/% R/% F1/%
GloVe-BiGRU 80.71 59.25 68.33
BERT-BiGRU 88.75 87.32 88.03
SciBERT-BiGRU 90.69 87.71 88.98
SciBERT-BiGRU-Multi-CNN 90.78 89.24 90.01
SciBERT-Multi-CNN-BiGRU-Attention 92.06 89.14 90.58
SciBERT-BiGRU-Multi-CNN-Attention 92.26 90.06 91.14
Table 6  正负面分类各模型的性能指标结果
实验方法 引用目的分类
P/% R/% F1/%
Glove-BiGRU 68.26 52.18 59.15
BERT-BiGRU 82.79 79.98 81.26
SciBERT-BiGRU 83.26 80.39 81.80
SciBERT-BiGRU-Multi-CNN 84.68 81.59 83.11
SciBERT-Multi-CNN-BiGRU-Attention 85.58 82.75 84.14
SciBERT-BiGRU-Multi-CNN-Attention 86.67 83.24 84.92
Table 7  引用目的分类各模型的性能指标结果
实验方法 引用情感分类
P/% R/% F1/%
NB with Syntactic Features[30] 69.00 62.50 64.40
SVM with Features [38] 67.10 70.60 68.80
SVM with TF-IDF [20] 77.90 76.30 77.10
SVM with Embedding [20] 81.30 75.40 77.30
CNN with Embedding [20] 82.00 75.90 78.80
LSTM[19] 80.08 74.30 77.40
BiLSTM [19] 80.40 77.56 79.10
SciBERT-BiGRU-Multi-CNN-Attention 83.76 82.63 83.19
Table 8  引用情感分类各模型的性能指标结果
实验方法 引用目的分类
P/% R/% F1/%
NB with Syntactic Features[30] 65.02 58.50 60.40
SVM with Features [38] 54.90 62.50 58.40
SVM with TF-IDF [20] 74.30 70.90 72.60
SVM with Embedding [20] 86.80 64.70 74.10
CNN with Embedding [20] 80.80 68.80 74.30
LSTM[19] 79.87 67.80 73.21
BiLSTM [19] 77.22 73.11 75.11
SciBERT-BiGRU-Multi-CNN-Attention 86.67 83.24 84.92
Table 9  引用目的分类各模型的性能指标结果
实验任务 评价指标
P/% R/% F1/%
正负面分类 87.42 89.60 88.50
主客观分类 85.53 87.64 86.59
引用情感三分类 84.58 86.67 85.61
Table 10  数据集2分类实验结果
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