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数据分析与知识发现  2020, Vol. 4 Issue (8): 15-27     https://doi.org/10.11925/infotech.2096-3467.2020.0384
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面向学术文献的作者名消歧方法研究综述*
沈喆1,王毅1,姚毅凡1,成颖1,2()
1南京大学信息管理学院 南京 210023
2山东师范大学文学院 济南 250014
Author Name Disambiguation Techniques for Academic Literature: A Review
Shen Zhe1,Wang Yi1,Yao Yifan1,Cheng Ying1,2()
1School of Information Management, Nanjing University, Nanjing 210023, China
2School of Chinese Language and Literature, Shandong Normal University, Jinan 250014, China
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摘要 

【目的】 分析并评述面向学术文献的作者名消歧的相关工作,为该领域的后续研究提供借鉴。【文献范围】 在Web of Science、谷歌学术、中国知网和万方数据库中检索2016年1月1日至2020年3月28日的相关研究,共选择51篇文献进行综述。【方法】 以作者名消歧的流程为主线系统梳理各项研究成果,分类总结特征提取、特征表示以及模型训练与预测等主题的研究,并针对研究中的共性问题进行多维度的讨论。【结果】在特征表示方面,相较于2016年之前的研究,基于图、概率和混合模型的方法优化了复杂特征的相似度计算。在模型训练与预测方面,基于机器学习的算法仍需要提高效率与泛化能力,使其能够满足大型数据库和增量消歧的需求。多数研究尚未解决数据中存在的诸如训练数据不均、特征数据缺失、一人多名等问题。【局限】由于各项研究的实证数据差异较大,未能对不同方法进行量化比较。【结论】提出从多源数据融合、用户干预以及预训练模型的引入等视角开展后续研究的思路。

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沈喆
王毅
姚毅凡
成颖
关键词 作者名消歧姓名歧义重名消歧文献数据库    
Abstract

Abstract: [Objective] This paper reviews research on author name disambiguation techniques for the academic literature, aiming to provide references for future studies. [Coverage] A total of 51 papers published between January 1, 2016 to March 28 , 2020 were retrieved from the Web of Science, Google Scholar, CNKI and Wanfang Database. [Methods] First, we explored findings from these papers based on the process of author name disambiguation. Then, we summarized techniques like feature extraction, feature representation, model training and prediction. Finally, we discussed common issues facing these research multi-dimensionally. [Results] Graph-based and probabilistic methods, as well as hybrid feature representation models improved the calculation of complicated network features. We need to optimize machine-learning models' efficiency and generalization ability to finish tasks with large databases and incremental disambiguation. Most research did not address issues like unbalanced training data, missing feature data, and authors using different names. [Limitations] Due to the differences in empirical data, we did not carry out quantitative comparison among different methods. [Conclusions] Our study proposed multi-source data fusion, user intervention, and pre-trained models to improve author name disambiguation.

Key wordsAuthor Name Disambiguation    Name Ambiguity    Same Name Disambiguation    Literature Database
收稿日期: 2020-05-05      出版日期: 2020-06-05
ZTFLH:  TP393  
基金资助:*本文系国家社会科学基金重大项目"中国近现代文学期刊全文数据库建设与研究(1872-1949)"的研究成果之一(17ZDA276)
通讯作者: 成颖     E-mail: chengy@nju.edu.cn
引用本文:   
沈喆, 王毅, 姚毅凡, 成颖. 面向学术文献的作者名消歧方法研究综述*[J]. 数据分析与知识发现, 2020, 4(8): 15-27.
Shen Zhe, Wang Yi, Yao Yifan, Cheng Ying. Author Name Disambiguation Techniques for Academic Literature: A Review. Data Analysis and Knowledge Discovery, 2020, 4(8): 15-27.
链接本文:  
https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/10.11925/infotech.2096-3467.2020.0384      或      https://manu44.magtech.com.cn/Jwk_infotech_wk3/CN/Y2020/V4/I8/15
Fig.1  AND系统框架
Fig.2  AND特征使用频率
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