|
|
Identifying R&D Teams and Innovations with Patent Collaboration Networks |
Guan Peng1,2(),Wang Yuefen2,Fu Zhu3,Jin Jialin2 |
1School of Economics and Law, Chaohu University, Hefei 238024, China 2School of Management, Tianjin Normal University, Tianjin 300387, China 3School of Economics and Management, Jiangsu University of Science and Technology, Zhenjiang 212003, China |
|
|
Abstract [Objective] This paper tries to ide.pngy technology R&D teams based on the patent holders’ collaboration networks, aiming to analyze factors influencing these teams’ innovations. [Methods] First, we ide.pngied the core R&D personnel and their team members. Then, we used the number of patents as the quantity index of innovation outputs, and the number of patent citations and claims as the quality index of innovation outputs. Finally, we used the negative binomial regression model to analyze the impacts of team characteristics on their innovations. [Results] We conducted an empirical study in the field of speech recognition technology and the proposed algorithm effectively ide.pngied 566 evolutionary sequences of R&D teams, including 1 827 R&D teams in each snapshot, with an average size of 16.670. These teams form a small world sub-network with an average clustering coefficient of 0.856 and an average shortest path length of 1.646. [Limitations] The proposed algorithm could not effectively find technology R&D teams from the fields with few well-known experts. The sample size also needs to be expanded. [Conclusions] The team size and average shortest path length of team network have significant positive impacts on the quantity and quality of innovations. The persistence, stability and network density of these teams have significant negative effects on the quantity and quality of innovations. The team clustering coefficient has significant negative effects on the quantity of innovations, but no significant impacts on the quality of innovations.
|
Received: 30 July 2021
Published: 21 June 2022
|
|
Fund:National Social Science Fund of China(16DZA224);Social Science Fund of Anhui Province, China(AHSKQ2020D23);Foundation for Distinguished Young Talents in Higher Education of Anhui Province, China(gxyqZD2019066) |
Corresponding Authors:
Guan Peng
E-mail: guanpeng1983@163.com
|
[1] |
Thamhain H J. Managing Innovative R&D Teams[J]. R&D Management, 2003, 33(3): 297-311.
|
[2] |
Huang M H, Dong H R, Chen D Z. Globalization of Collaborative Creativity Through Cross-Border Patent Activities[J]. Journal of Informetrics, 2012, 6(2): 226-236.
doi: 10.1016/j.joi.2011.10.003
|
[3] |
Funk R J. Making the Most of Where You Are: Geography, Networks, and Innovation in Organizations[J]. Academy of Management Journal, 2014, 57(1): 193-222.
doi: 10.5465/amj.2012.0585
|
[4] |
解学梅, 刘丝雨. 协同创新模式对协同效应与创新绩效的影响机理[J]. 管理科学, 2015, 28(2): 27-39.
|
[4] |
( Xie Xuemei, Liu Siyu. Impact Mechanism of Collaborative Innovation Modes on Collaborative Effect and Innovation Performance[J]. Journal of Management Science, 2015, 28(2): 27-39.)
|
[5] |
Fleming L, King C, Juda A I. Small Worlds and Regional Innovation[J]. Organization Science, 2007, 18(6): 938-954.
doi: 10.1287/orsc.1070.0289
|
[6] |
顾琴轩, 王莉红. 研发团队社会资本对创新绩效作用路径——心理安全和学习行为整合视角[J]. 管理科学学报, 2015, 18(5): 68-78.
|
[6] |
( Gu Qinxuan, Wang Lihong. Influence Process of Social Capital on Innovative Performance in R&D Teams: Integration of the Team’s Psychological Safety and Learning Behaviors[J]. Journal of Management Sciences in China, 2015, 18(5): 68-78.)
|
[7] |
徐建中, 杜宪. 研发团队创新开放度、吸收能力与团队创新绩效——基于环渤海地区装备制造企业的实证分析[J]. 管理现代化, 2016, 36(5): 51-54.
|
[7] |
( Xu Jianzhong, Du Xian. R&D Team Innovation Openness, Absorptive Capacity and Team Innovation Performance: An Empirical Analysis of Equipment Manufacturing Enterprises in Bohai Rim Region[J]. Modernization of Management, 2016, 36(5): 51-54.)
|
[8] |
贺新闻, 康珊珊, 王艳. 研发团队多元化对创新绩效的影响研究[J]. 科学管理研究, 2020, 38(3): 27-34.
|
[8] |
( He Xinwen, Kang Shanshan, Wang Yan. Research on R&D Team Heterogeneity’s Influence on Innovative Performance[J]. Scie.pngic Management Research, 2020, 38(3): 27-34.)
|
[9] |
Chen M H, Chang Y C, Hung S C. Social Capital and Creativity in R&D Project Teams[J]. R&D Management, 2008, 38(1): 21-34.
|
[10] |
陈光华, 梁嘉明, 杨国梁. 研发团队特征对产学研合作创新的影响研究[J]. 软科学, 2014, 28(12): 15-18.
|
[10] |
( Chen Guanghua, Liang Jiaming, Yang Guoliang. R&D Team Characteristic and University-Industry Cooperation Innovation Performance[J]. Soft Science, 2014, 28(12): 15-18.)
|
[11] |
Hopcroft J, Khan O, Kulis B, et al. Tracking Evolving Communities in Large Linked Networks[J]. PNAS 2004, 101(Supplement1): 5249-5253.
doi: 10.1073/pnas.0307750100
|
[12] |
Palla G, Barabási A L, Vicsek T. Qua.pngying Social Group Evolution[J]. Nature, 2007, 446: 664-667.
doi: 10.1038/nature05670
|
[13] |
Wang Y, Wu B, Du N. Community Evolution of Social Network: Feature, Algorithm and Model[OL]. arXiv Preprint, arXiv: 0804.4356.
|
[14] |
李纲, 柳明飞, 吴青, 等. 基于蝴蝶结模型的科研团队角色识别及其特征研究[J]. 图书情报工作, 2017, 61(5): 87-94.
|
[14] |
( Li Gang, Liu Mingfei, Wu Qing, et al. A Research of Characters and Ide.pngications of Roles Among Research Groups Based on the Bow-Tie Model[J]. Library and Information Service, 2017, 61(5): 87-94.)
|
[15] |
余厚强, 白宽, 邹本涛, 等. 人工智能领域科研团队识别与领军团队提取[J]. 图书情报工作, 2020, 64(20): 4-13.
|
[15] |
( Yu Houqiang, Bai Kuan, Zou Bentao, et al. Ide.pngication and Extraction of Research Team in the A.pngicial Intelligence Field[J]. Library and Information Service, 2020, 64(20): 4-13.)
|
[16] |
邹本涛, 王曰芬, 余厚强. 人工智能领域高产科研团队的演化研究[J]. 图书情报工作, 2020, 64(20): 23-33.
|
[16] |
( Zou Bentao, Wang Yuefen, Yu Houqiang. Study of the Evolution Pattern of Prolific Research Teams in the A.pngicial Intelligence Field[J]. Library and Information Service, 2020, 64(20): 23-33.)
|
[17] |
王曰芬, 杨雪, 余厚强, 等. 人工智能科研团队的合作模式及其对比研究[J]. 图书情报工作, 2020, 64(20): 14-22.
|
[17] |
( Wang Yuefen, Yang Xue, Yu Houqiang, et al. The Collaboration Pattern and Comparative Analysis of Research Teams in the A.pngicial Intelligence Field[J]. Library and Information Service, 2020, 64(20): 14-22.)
|
[18] |
Berger-Wolf T Y, Saia J. A Framework for Analysis of Dynamic Social Networks[C]// Proceedings of the 12th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining. 2006: 523-528.
|
[19] |
Takaffoli M, Sangi F, Fagnan J, et al. Community Evolution Mining in Dynamic Social Networks[J]. Procedia-Social and Behavioral Sciences, 2011, 22: 49-58.
doi: 10.1016/j.sbspro.2011.07.055
|
[20] |
Žalik K R. Evolution Algorithm for Community Detection in Social Networks Using Node Centrality[A]//Intelligent Methods and Big Data in Industrial Applications[M]. Cham: Springer, 2019: 73-87.
|
[21] |
Wuchty S, Jones B F, Uzzi B. The Increasing Dominance of Teams in Production of Knowledge[J]. Science, 2007, 316(5827):1036-1039.
doi: 10.1126/science.1136099
|
[22] |
Milojević S. Modes of Collaboration in Modern Science-Beyond Power Laws and Preferential Attachment[J]. Journal of the American Society for Information Science and Technology, 2010, 61(7): 1410-1423.
doi: 10.1002/asi.21331
|
[23] |
Milojević S. Principles of Scie.pngic Research Team Formation and Evolution[J]. PNAS, 2014, 111(11): 3984-3989.
doi: 10.1073/pnas.1309723111
pmid: 24591626
|
[24] |
Levi D, Slem C. Team Work in Research and Development Organizations: The Characteristics of Successful Teams[J]. International Journal of Industrial Ergonomics, 1995, 16(1): 29-42.
doi: 10.1016/0169-8141(94)00076-F
|
[25] |
Bain P G, Mann L, Pirola-Merlo A. The Innovation Imperative: The Relationships Between Team Climate, Innovation, and Performance in Research and Development Teams[J]. Small Group Research, 2001, 32(1): 55-73.
doi: 10.1177/104649640103200103
|
[26] |
Reilly R R, Lynn G S, Aronson Z H. The Role of Personality in New Product Development Team Performance[J]. Journal of Engineering and Technology Management, 2002, 19(1):39-58.
doi: 10.1016/S0923-4748(01)00045-5
|
[27] |
Takagi S, Toyama R. On Growth of Network and Centrality’s Change Analysis of Co-Inventors Network in Enterprise[C]// Proceedings of World Summit on Knowledge Society. 2008: 422-427.
|
[28] |
Clauset A, Newman M E J, Moore C. Finding Community Structure in Very Large Networks[J]. Physical Review E, Statistical, Nonlinear, and Soft Matter Physics, 2004, 70(6 Pt 2): 066111.
|
[29] |
陈子凤, 官建成. 国际专利合作和引用对创新绩效的影响研究[J]. 科研管理, 2014, 35(3): 35-42.
|
[29] |
( Chen Zifeng, Guan Jiancheng. Impact of International Patent Collaboration and Citation on Innovation Performance[J]. Science Research Management, 2014, 35(3): 35-42.)
|
[30] |
Shi Y, Guan J C. Small-World Network Effects on Innovation: Evidences from Nanotechnology Patenting[J]. Journal of Nanoparticle Research, 2016, 18(11): 329.
doi: 10.1007/s11051-016-3637-1
|
[31] |
Tong X S, Frame J D. Measuring National Technological Performance with Patent Claims Data[J]. Research Policy, 1994, 23(2):133-141.
doi: 10.1016/0048-7333(94)90050-7
|
[32] |
van Zeebroeck N, van Pottelsberghe de la Potterie B. Filing Strategies and Patent Value[J]. Economics of Innovation and New Technology, 2011, 20(6): 539-561.
doi: 10.1080/10438591003668646
|
[33] |
Pritychenko B. Fractional Authorship in Nuclear Physics[J]. Scientometrics, 2016, 106(1): 461-468.
doi: 10.1007/s11192-015-1766-4
|
[34] |
Guan J C, Zuo K R, Chen K H, et al. Does Country-Level R&D Efficiency Benefit from the Collaboration Network Structure?[J]. Research Policy, 2016, 45(4): 770-784.
doi: 10.1016/j.respol.2016.01.003
|
[35] |
何晓群. 应用回归分析: R语言版[M]. 北京: 电子工业出版社, 2017: 156-158.
|
[35] |
( He Xiaoqun. Applied Regression Analysis: R Language Edition[M]. Beijing: Publishing House of Electronics Industry, 2017: 156-158.)
|
[36] |
Jackson S E. The Consequences of Diversity in Multi-Disciplinary Work Team[A]//Handbook of Work Psychology[M]. Chichester, UK: Wiley, 1996: 53-76.
|
[37] |
Katz R, Allen T J. Investigating the not Invented Here (NIH) Syndrome: A Look at the Performance, Tenure, and Communication Patterns of 50 R&D Project Groups[J]. R&D Management, 1982, 12(1): 7-20.
|
[38] |
Burt R S. The Network Structure of Social Capital[J]. Research in Organizational Behavior, 2000, 22: 345-423.
doi: 10.1016/S0191-3085(00)22009-1
|
[39] |
Chen Y Y, Jaw Y L. How do Business Groups’ Small World Networks Effect Diversification, Innovation, and Internationalization?[J]. Asia Pacific Journal of Management, 2014, 31(4): 1019-1044.
doi: 10.1007/s10490-014-9385-9
|
[40] |
关鹏, 王曰芬, 黄钦, 等. 区域创新合作网络对企业技术创新绩效的影响研究——以长三角为例[J]. 农业图书情报学报, 2021, 33(6): 40-53.
|
[40] |
( Guan Peng, Wang Yuefen, Huang Qin, et al. Research on the Impact of Regional Innovation Cooperation Network on Technological Innovation Performance: Based on the Yangtze River Delta[J]. Journal of Library and Information Science in Agriculture, 2021, 33(6): 40-53.)
|
|
Viewed |
|
|
|
Full text
|
|
|
|
|
Abstract
|
|
|
|
|
Cited |
|
|
|
|
|
Shared |
|
|
|
|
|
Discussed |
|
|
|
|